Sprott Global Resource Investments

Tom Ulrich

General Counsel & Chief Compliance Officer



Tom serves as General Counsel and Chief Compliance Officer for Sprott Global Resource Investments Ltd. and Sprott Asset Management USA.  He was previously Chief Compliance Officer for Altegris Advisors, L.L.C. and Altegris Funds in La Jolla, California.

Prior to joining Altegris, Tom was a Partner, General Counsel & Chief Compliance Officer at Geneva Investment Management in Chicago, Illinois for over six years.  He was a Founding Partner, General Counsel and Chief Operating Officer at InView Investment Management, LLC in Chicago, where he was responsible for all Operations, Legal and Compliance matters.  He also served as Chief Compliance Officer for Northwestern Mutual Trust Company in Milwaukee, Wisconsin. 

Tom practiced law in Omaha, Nebraska for six years. After working for two years in Cape Town, South Africa, Tom attended Creighton University School of Law where he earned his J.D. degree. He received his B.A. in English from the University of Nebraska.

 



 

 

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Investors should carefully consider the investment objectives, risks, time horizon and liquidity needs before making an investment. Past performance is no guarantee of future returns.

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The page you are about to view is affiliated with Sprott Global Resource Investments Ltd. but is not a regulated entity and not part of FINRA.

Investors should carefully consider the investment objectives, risks, time horizon and liquidity needs before making an investment. Past performance is no guarantee of future returns. Securities discussed may not be a suitable investment for your portfolio.”

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