Sprott Global Resource Investments

Investing With Us

While our focus on the resource sector is narrow in its scope, the services we offer are far reaching. Account types include individual, joint, IRAs, trusts, profit sharing plans, corporate and custodial. For more details, you can call a Sprott Global broker who can assist you in determining which account is best suited to your needs.

To get answers to questions about transferring an account, our commission structure, privacy and security, please visit our FAQs page. We go to great lengths to ensure your investments and information are protected. You can learn more about our policies and procedures, anti-money laundering program and investing in penny stocks by visiting the Legal page.

We appreciate your interest and look forward to hearing from you.

 

Sprott Global Account Types

 

Individual

 An investment account in your name only that lets you trade stocks and other securities, while providing check-writing and other features to help you pursue your financial goals and manage your money.

Individual Account Documents

 

Joint

Joint Tenants with Right of Survivorship
A type of brokerage account which is owned by at least two people, where all tenants have an equal right to the assets of the account and are afforded survivorship rights in the event of the death of another account holder. All members of the account are afforded the power to conduct investment transactions within the account.

Tenants with Rights of Survivorship Documents

Tenants in Common
A type of brokerage account which is owned by at least two people with no rights of survivorship afforded to any of the account holders. Each tenant in the account can stipulate in a written will how his/her assets will be distributed upon his/her death. Generally, the member ownership in the account is determined on a pro rata basis, meaning that if there are two tenants in the account, each will have a 50% claim on the value of the accounts.

Tenants in Common Documents

 

Retirement

Roth IRA
An individual retirement account that enables you to make contributions on an after-tax basis, and any earnings grow free of federal taxes. Contributions can be withdrawn at any time without penalty, but are not tax deductible. There is no required minimum distribution at age 70½.

ROTH IRA Account Documents

Traditional IRA
An individual retirement account that combines federal tax deferral on earnings with the potential for tax deductible contributions. After age 70½, the account owner is required to make minimum withdrawals each year.

Traditional IRA Account Documents

Rollover IRA
An individual retirement account designed to receive assets that are transferred from a previous employer.

 

Trust

A trust has one or more trustees, who are responsible for administering and carrying out the terms of the trust. The beneficiaries are those who are entitled to trust income or principle either currently or at some time in the future. A trust is typically in the form of a written trust agreement between the grantor or settlor, the person creating the trust, and the trustee. The written trust agreement provides that the grantor will transfer certain assets to the trustee and the trustee will hold those assets for the benefit of the named beneficiaries.

Trust Account Documents

 

Corporate

An investment account in the name of a corporate entity.

Corporate Account Documents

 

Partnership

An investment account in the name of a partnership, controlled by individuals as directed in the account's Certificate of Investment Powers.

Partnership Account Documents 

 

 Managed

Sprott Asset Management USA is an investment advisory firm focused on natural resources, real estate and the basic industries sectors. The firm's professionals have both financial and operational experience in these sectors. We believe our focus and experience allow us to compete effectively with the more common generalist firms. Sprott Asset Management USA is an affiliated investment advisor and registered with the U.S. Securities and Exchange Commission to offer advisory services. Clicking on the above link will casue you to leave the Sprott Global Resource Investments Ltd. website.

For more information on opening an account, please contact a specialist 

Account Types

The page you are about to view is not affiliated with Sprott Global Resource Investments Ltd. or any of its related companies.

Investors should carefully consider the investment objectives, risks, time horizon and liquidity needs before making an investment. Past performance is no guarantee of future returns.

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The page you are about to view is affiliated with Sprott Global Resource Investments Ltd. but is not a regulated entity and not part of FINRA.

Investors should carefully consider the investment objectives, risks, time horizon and liquidity needs before making an investment. Past performance is no guarantee of future returns. Securities discussed may not be a suitable investment for your portfolio.”

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