Sprott Global Resource Investments

Investment Advisor's Assistant

Sprott Global Resource Investments Ltd. is a full service broker dealer, headquartered in Carlsbad, California, specializing in natural resource-related investments. Sprott Global is a wholly-owned subsidiary of Sprott Inc., a public alternative investment management firm headquartered in Toronto and listed on the Toronto Stock Exchange. We offer investment services for high-net-worth individuals and institutional investors primarily focused on natural resource opportunities.

We are currently seeking a full time assistant for an Investment Advisor with an established book of business.

Responsibilities:

  • Deliver quality, proactive client service by addressing client inquiries timely, accurately, professionally and courteously.
  • Assess priority and address all client requests and concerns with an emphasis on low client effort.
  • Communicate effectively with the Investment Advisor to ensure a high level of client service.
  • Coordinate client meetings/calls and facilitate periodic investment review process.
  • Work closely with the operations departments to fulfill client requests.
  • Review accuracy of trade transactions and resolve discrepancies.
  • Maintain updated and accurate client account and contact information.
  • Assist with special projects and tasks as assigned.

Skills and Competencies:

  • Strong interpersonal skills
  • Detail-oriented with excellent organization skills
  • Ability to work well with a team to accomplish complex tasks
  • Strong written and verbal communication skills
  • Ability to work in a fast-paced and deadline-oriented environment
  • Series 7 and 66 license, or willingness to obtain required
  • Strong MS Office skills
  • Genuine interest in investment and financial matters

Compensation will include a salary, benefits, and a discretionary bonus program based on personal and company performance. We employ approximately 35 people in our Carlsbad office in a dynamic, friendly, and entrepreneurial environment.

Please email your resume to HR@sprottglobal.com following these conditions:

  • A one page cover letter
  • A resume no longer than two pages
  • All pages saved in one .PDF or Microsoft Word attachment

Sprott Global Resource Investments Inc. is an Equal Opportunity Employer.

 

The page you are about to view is not affiliated with Sprott Global Resource Investments Ltd. or any of its related companies.

Investors should carefully consider the investment objectives, risks, time horizon and liquidity needs before making an investment. Past performance is no guarantee of future returns.

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The page you are about to view is affiliated with Sprott Global Resource Investments Ltd. but is not a regulated entity and not part of FINRA.

Investors should carefully consider the investment objectives, risks, time horizon and liquidity needs before making an investment. Past performance is no guarantee of future returns. Securities discussed may not be a suitable investment for your portfolio.”

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